Wendy Sue Klaudt

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-05-11
ND	RA	APPROVED	2020-03-16

MN RA
APPROVED

Since 2026-05-11
ND RA
APPROVED

Since 2020-03-16

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

3106 16Th St Sw, Minot, ND 58701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Minot	ND	10/2019	Present
Wells Fargo Bank, Na	Minot	ND	08/2015	Present

10/2019 → Present

Wells Fargo Clearing Services, Llc

Minot, ND
08/2015 → Present

Wells Fargo Bank, Na

Minot, ND

Other Businesses

BEAVER BAG CO LLC, NOT INV RELATED, MINOT, ND, 100% OWNERSHIP BY SPOUSE, START 8/4/2023, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, AUTHORIZED SIGNER FOR SPOUSES CUSTOM CORNHOLE BAGS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-03-13
S63	Uniform Securities Agent State Law Examination	2020-02-20

S65 Uniform Investment Adviser Law Examination

2020-03-13
S63 Uniform Securities Agent State Law Examination

2020-02-20

Other Names

Wendy Sue Hayes
Wendy Sue Myers
Wendy Klaudt

View on SEC IAPD