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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-28 |
| OR | RA | APPROVED | 2021-01-15 |
Branch Locations
5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Forest Grove | OR | 10/2019 | Present |
| Wells Fargo Bank, Na | Forest Grove | OR | 12/2017 | Present |
| Winco Foods Llc | Boise | ID | 02/2012 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-17 |
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