Darren James

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-09-17

NJ RA
APPROVED

Since 2025-09-17

Branch Locations

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployment	Hazlet	NJ	06/2023	05/2024
Reach Financial	New York	NY	10/2021	06/2023
Network Capital	New York	NY	04/2021	10/2021
New York Life	Staten Island	NY	11/2019	03/2021
Chapel Hill Landscaping	Holmdel	NJ	01/2018	11/2019
Tri State Sports	Ridgefield Park	NJ	12/2017	02/2018
Cosy Cupboard Tea Room	Madison	NJ	10/2016	11/2017
Advanced Podiatric Medicine	Red Bank	NJ	08/2014	09/2016
Cetera Wealth Services, Llc	El Segundo	CA	05/2024	09/2025
Cetera Investment Advisers Llc	Schaumburg	IL	05/2024	09/2025
Lpl Enterprise, Llc	East Brunswick	NJ	09/2025	Present

06/2023 → 05/2024

Unemployment

Hazlet, NJ
10/2021 → 06/2023

Reach Financial

New York, NY
04/2021 → 10/2021

Network Capital

New York, NY
11/2019 → 03/2021

New York Life

Staten Island, NY
01/2018 → 11/2019

Chapel Hill Landscaping

Holmdel, NJ
12/2017 → 02/2018

Tri State Sports

Ridgefield Park, NJ
10/2016 → 11/2017

Cosy Cupboard Tea Room

Madison, NJ
08/2014 → 09/2016

Advanced Podiatric Medicine

Red Bank, NJ
05/2024 → 09/2025

Cetera Wealth Services, Llc

El Segundo, CA
05/2024 → 09/2025

Cetera Investment Advisers Llc

Schaumburg, IL
09/2025 → Present

Lpl Enterprise, Llc

East Brunswick, NJ

Previous Registrations

2024-09-13 → 2025-09-23

Cetera Investment Advisers Llc

Wall, NJ

Other Businesses

1) 09/10/2025 - Darren James N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Hazlet, NJ - Start date 08/14/2025 - 160 hrs/mth |160 hrs during trading. 2) 09/10/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Hazlet, NJ - Start date 08/14/2025 - 160 hrs/mth |160 hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-12

S66 Uniform Combined State Law Examination

2024-09-12

Other Names

Darren James Jr

View on SEC IAPD