Timon Shaw

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-16
TX	RA	APPROVED	2025-09-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	04/2020	08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Mateo	CA	10/2019	04/2020
Din Tai Fung	San Jose	CA	05/2016	10/2019
Mission College	Santa Clara	CA	08/2014	12/2016
San Jose State University	San Jose	CA	01/2017	10/2019
Bank Of America, N.A.	Palo Alto	CA	06/2020	08/2021
Upmarket Securities Llc	Campbell	CA	01/2024	02/2025
Unemployed	Palo Alto	CA	08/2021	12/2023
Unemployed	Milpitas	CA	03/2025	04/2025
Sushi Confidential	Campbell	CA	05/2025	08/2025
Fidelity Investments	Sunnyvale	CA	08/2025	Present

04/2020 → 08/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
10/2019 → 04/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Mateo, CA
05/2016 → 10/2019

Din Tai Fung

San Jose, CA
08/2014 → 12/2016

Mission College

Santa Clara, CA
01/2017 → 10/2019

San Jose State University

San Jose, CA
06/2020 → 08/2021

Bank Of America, N.A.

Palo Alto, CA
01/2024 → 02/2025

Upmarket Securities Llc

Campbell, CA
08/2021 → 12/2023

Unemployed

Palo Alto, CA
03/2025 → 04/2025

Unemployed

Milpitas, CA
05/2025 → 08/2025

Sushi Confidential

Campbell, CA
08/2025 → Present

Fidelity Investments

Sunnyvale, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-15
S66	Uniform Combined State Law Examination	2024-03-27