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Shannon Deann Arballo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carlsbad, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
CA RA APPROVED 2020-03-03
  • TX RA
    APPROVED
    Since 2021-10-06
  • CA RA
    APPROVED
    Since 2020-03-03

Branch Locations

1000 Aviara Pkwy, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad CA 10/2019 Present
Equis Financial Ashville NC 04/2018 11/2019
Arballo Entertainment Llc San Diego CA 01/2014 Present
Cengage Learning Temecula CA 07/2016 05/2017
Bank Of America, N.A. Carlsbad CA 12/2019 Present
  • 10/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Carlsbad, CA
  • 04/2018 → 11/2019
    Equis Financial
    Ashville, NC
  • 01/2014 → Present
    Arballo Entertainment Llc
    San Diego, CA
  • 07/2016 → 05/2017
    Cengage Learning
    Temecula, CA
  • 12/2019 → Present
    Bank Of America, N.A.
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-28
  • S66 Uniform Combined State Law Examination
    2020-02-28
Other Names
  • Shannon Deann Crutcher
  • Shannon Deann Tarufelli
  • Shannon Arballo

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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