Alisoune Lee

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-07-16

WA RA
APPROVED

Since 2025-07-16

Branch Locations

Seattle, WA • United States

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Everett	WA	10/2019	10/2020
Oiselle	Seattle	WA	07/2016	10/2019
Bank Of America, N.A	Everett	WA	12/2019	10/2020
Coldstream Securities, Inc.	Seattle	WA	05/2022	07/2025
Ep Wealth Advisors	Seattle	WA	11/2020	05/2022
Coldstream Wealth Management, Inc.	Seattle	WA	05/2022	07/2025
Rbc Capital Markets, Llc	Seattle	WA	07/2025	Present

10/2019 → 10/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Everett, WA
07/2016 → 10/2019

Oiselle

Seattle, WA
12/2019 → 10/2020

Bank Of America, N.A

Everett, WA
05/2022 → 07/2025

Coldstream Securities, Inc.

Seattle, WA
11/2020 → 05/2022

Ep Wealth Advisors

Seattle, WA
05/2022 → 07/2025

Coldstream Wealth Management, Inc.

Seattle, WA
07/2025 → Present

Rbc Capital Markets, Llc

Seattle, WA

Previous Registrations

2024-01-27 → 2025-06-02

Coldstream Wealth Management

Seattle, WA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-10-17
S65	Uniform Investment Adviser Law Examination	2024-01-27

S63 Uniform Securities Agent State Law Examination

2025-10-17
S65 Uniform Investment Adviser Law Examination

2024-01-27

Other Names

Alisoune Elizabeth Morss

View on SEC IAPD

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