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Christopher Cruz Brooks

Waverly Advisors, LLC

Birmingham, AL

Atlanta, GA

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-17
  • GA RA
    APPROVED
    Since 2025-12-17

Branch Locations

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

3300 Riverwood Parkway Suite 1075, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 06/2020 10/2021
Texas Christian University Fort Worth TX 08/2016 05/2017
Vanderbilt University Nashville TN 08/2017 05/2020
Y Group Companies Barcelona 05/2019 07/2019
Northwestern Mutual Investments Services Nashville TN 10/2019 01/2020
Northwestern Mutual Investment Serv. Fort Lauderdale FL 05/2020 06/2020
Tobias Financial Advisors Plantation FL 10/2021 11/2025
Tobias Financial Advisors Plantation FL 05/2023 11/2025
Waverly Advisors, Llc Birmingam AL 12/2025 Present
  • 06/2020 → 10/2021
    Equitable Advisors, Llc
    New York, NY
  • 08/2016 → 05/2017
    Texas Christian University
    Fort Worth, TX
  • 08/2017 → 05/2020
    Vanderbilt University
    Nashville, TN
  • 05/2019 → 07/2019
    Y Group Companies
    Barcelona
  • 10/2019 → 01/2020
    Northwestern Mutual Investments Services
    Nashville, TN
  • 05/2020 → 06/2020
    Northwestern Mutual Investment Serv.
    Fort Lauderdale, FL
  • 10/2021 → 11/2025
    Tobias Financial Advisors
    Plantation, FL
  • 05/2023 → 11/2025
    Tobias Financial Advisors
    Plantation, FL
  • 12/2025 → Present
    Waverly Advisors, Llc
    Birmingam, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-28
  • S66 Uniform Combined State Law Examination
    2021-06-28
Designations
Other Names
  • Christopher Brooks

View on SEC IAPD

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