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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-27 |
| AZ | RA | APPROVED | 2021-08-26 |
Branch Locations
16150 N Arrowhead Fountains Center Dr. #345, Peoria, AZ 85382 • United States
3200 N. Central Ave., Suite 200, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Phoenix | AZ | 11/2019 | 06/2020 |
| Securities America, Inc. | Phoenix | AZ | 06/2020 | 06/2024 |
| Ez Flow | Gilbert | AZ | 03/2019 | 11/2019 |
| Mr. Rooter | Mesa | AZ | 06/2018 | 03/2019 |
| Instant Plumbing | Glendale | AZ | 11/2017 | 05/2018 |
| Us Air Force | Beale Afb | CA | 11/2013 | 11/2017 |
| Pfg Advisors, Llc | Peoria | AZ | 08/2021 | 07/2023 |
| Pfg Advisors, Llc | Peoria | AZ | 08/2023 | Present |
| Osaic Wealth, Inc. | Phoenix | AZ | 06/2024 | 11/2025 |
| United Planners | Scottsdale | AZ | 11/2025 | Present |
| Pfg Advisors Llc | Phoenix | AZ | 08/2021 | Present |
1.) JOSEPH STRECKER - Agent - Non-Variable Insurance - Phoenix AZ - Since 08/01/2023 - INVESTMENT RELATED: Yes 2.) CUE FINANCIAL GROUP - Financial Advisor - DBA Name for Marketing Purposes Only - Phoenix AZ - Since 11/04/2019 - INVESTMENT RELATED: Yes 3.) PFG ADVISORS LLC - IAR - Registered Investment Advisor - Phoenix AZ - Since 08/11/2021 - INVESTMENT RELATED: Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-02 |
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