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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-13 |
Branch Locations
2911 Lake Vista Drive Lewisville, Lewisville, TX 75067 • United States
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dent Squad Usa | Frisco | TX | 04/2019 | 02/2020 |
| Autonation Audi Plano | Plano | TX | 04/2017 | 03/2019 |
| Autonation Audi Hunt Valley | Hunt Valley | MD | 11/2015 | 03/2017 |
| Ally Invest Securities Llc | Charlotte | NC | 02/2021 | Present |
| Texas Securities Inc | Carrollton | TX | 02/2020 | 12/2020 |
| Audi Dallas | Dallas | TX | 12/2020 | 01/2021 |
| Ally Invest Advisors | Charlotte | NC | 10/2025 | Present |
the name of the other business; Ally Bank whether the business is investment-related; No the address of the other business; 601 S. Tryon St. Charlotte NC 28202 the nature of the other business; Banking your position; Contact Center Representative the start date of your relationship; 9/26/2022 the approximate number of hours/month you devote to the other business; 160 the number of hours you devote to the other business during securities trading hours; 160 and briefly describe your duties relating to the other business; Support Ally Bank customers by performing account maintenance (e.g., password reset, account information updates), money movements (e.g. deposits, withdrawals, CD renewals, etc.), and providing education on deposit product offerings (e.g., Savings/Checking accounts, CDs, etc.).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-24 |
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