Jack Christopher Wolter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-06
IL	RA	APPROVED	2021-08-25

TX RA
APPROVED

Since 2021-10-06
IL RA
APPROVED

Since 2021-08-25

Branch Locations

540 W Madison St Ci Client Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Downers Grove	IL	02/2021	06/2021
Student	Bartlett/South Elgin/Dekalb	IL	08/2001	05/2021
Home Depot	Bartlett	IL	03/2016	01/2021
Ron Castrogiovanni	Downers Grove	IL	10/2019	06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	06/2021	Present
Prudential Financial	Naperville	IL	03/2019	08/2019
Bank Of America, N.A.	Rolling Meadows	IL	09/2021	Present

02/2021 → 06/2021

Pruco Securities Llc

Downers Grove, IL
08/2001 → 05/2021

Student

Bartlett/South Elgin/Dekalb, IL
03/2016 → 01/2021

Home Depot

Bartlett, IL
10/2019 → 06/2021

Ron Castrogiovanni

Downers Grove, IL
06/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
03/2019 → 08/2019

Prudential Financial

Naperville, IL
09/2021 → Present

Bank Of America, N.A.

Rolling Meadows, IL

Previous Registrations

2021-06-14 → 2021-07-06

Pruco Securities, Llc.

Downers Grove, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-14

S66 Uniform Combined State Law Examination

2021-06-14

Other Names

Jack Christopher Wolter
Jack Wolter

View on SEC IAPD

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