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Lee Sui

J.P. Morgan Securities LLC

Portola Valley, CA

Sunnyvale, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-26
CA RA APPROVED 2022-12-12
  • TX RA
    APPROVED
    Since 2023-04-26
  • CA RA
    APPROVED
    Since 2022-12-12

Branch Locations

3130 Alpine Rd., Ste. 170, Portola Valley, CA 94028 • United States

598 E El Camino Real, Sunnyvale, CA 94087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. El Cerrito CA 10/2019 12/2022
J.P. Morgan Securities Llc El Cerrito CA 10/2019 10/2022
Amazon Oakland CA 08/2019 09/2019
Ontap Davis CA 10/2017 06/2019
Red Onion Pinole CA 06/2013 05/2017
University Of California Davis CA 09/2017 06/2019
Unemployed Richmond CA 06/2017 08/2017
Unemployed Richmond CA 06/2019 08/2019
J.P. Morgan Securities Llc Cupertino CA 01/2023 Present
Jpmorgan Chase Bank, N.A. Cupertino CA 01/2023 Present
  • 10/2019 → 12/2022
    Jpmorgan Chase Bank, N.A.
    El Cerrito, CA
  • 10/2019 → 10/2022
    J.P. Morgan Securities Llc
    El Cerrito, CA
  • 08/2019 → 09/2019
    Amazon
    Oakland, CA
  • 10/2017 → 06/2019
    Ontap
    Davis, CA
  • 06/2013 → 05/2017
    Red Onion
    Pinole, CA
  • 09/2017 → 06/2019
    University Of California
    Davis, CA
  • 06/2017 → 08/2017
    Unemployed
    Richmond, CA
  • 06/2019 → 08/2019
    Unemployed
    Richmond, CA
  • 01/2023 → Present
    J.P. Morgan Securities Llc
    Cupertino, CA
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Cupertino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-09
S63 Uniform Securities Agent State Law Examination 2019-12-11
  • S66 Uniform Combined State Law Examination
    2022-08-09
  • S63 Uniform Securities Agent State Law Examination
    2019-12-11
Other Names
  • Lee Ming Sui

View on SEC IAPD

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