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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-18
  • FL RA
    APPROVED
    Since 2021-02-18

Branch Locations

Tampa, FL • United States

100 North Tampa Suite 2400, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates, Inc St Petursburg FL 10/2019 06/2021
Sandy Morris Financial Tampa FL 10/2018 04/2019
Brightway Insurance Largo FL 12/2010 11/2018
Unemployed Tampa FL 04/2019 10/2019
Raymond James & Associates, Inc. Tampa FL 06/2021 Present
  • 10/2019 → 06/2021
    Raymond James And Associates, Inc
    St Petursburg, FL
  • 10/2018 → 04/2019
    Sandy Morris Financial
    Tampa, FL
  • 12/2010 → 11/2018
    Brightway Insurance
    Largo, FL
  • 04/2019 → 10/2019
    Unemployed
    Tampa, FL
  • 06/2021 → Present
    Tampa, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-08-08
S65 Uniform Investment Adviser Law Examination 2019-07-13
  • S63 Uniform Securities Agent State Law Examination
    2019-08-08
  • S65 Uniform Investment Adviser Law Examination
    2019-07-13

View on SEC IAPD

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