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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-05 |
| NJ | RA | APPROVED | 2024-05-13 |
| PA | RA | APPROVED | 2024-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Silicon Valley Bank | New York | NY | 06/2022 | Present |
| Td Bank | New York | NY | 12/2021 | 05/2022 |
| New York Life | New York | NY | 07/2019 | 12/2021 |
| University Of Delaware | Newark | DE | 08/2015 | 05/2021 |
| Morgan Stanley | Mount Laurel | NJ | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-23 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-03 |
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