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One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-03 |
Branch Locations
180 S. Lake Ave., Suite 315, Pasadena, CA 91101 • United States
One Columbus Plaza, New Haven, CT 06510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | La Habra | CA | 01/2014 | 08/2018 |
| Self Employed | La Habra | CA | 05/2017 | 11/2019 |
| Allstate Insurance Co | Covina | CA | 12/2019 | 10/2020 |
| Knights Of Columbus Insurance | Pasadena | CA | 11/2020 | Present |
| Knights Of Columbus Asset Advisors | New Haven | CT | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-03 |
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