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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
| CA | RA | APPROVED | 2023-03-07 |
Branch Locations
540 W Madison St Ci Client Services, Chicago, IL 60661 • United States
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Raleigh | NC | 02/2020 | 06/2020 |
| Lyft | Raleigh | NC | 09/2019 | 12/2020 |
| Brooks Brothers | Lexington | KY | 04/2017 | 08/2019 |
| Tony's Steak & Seafood | Lexington | KY | 11/2018 | 07/2019 |
| P.F. Chang's | Lexington | KY | 06/2017 | 11/2018 |
| Renaissance Fun | Louisville | KY | 03/2013 | 08/2017 |
| Sushi Blue | Lexington | NC | 02/2017 | 03/2017 |
| Self Employed | Lexington | KY | 09/2016 | 01/2017 |
| University Of Kentucky | Louisville | KY | 08/2015 | 05/2019 |
| Equitable Advisors, Llc | New York | NY | 02/2020 | 12/2020 |
| Robinhood Financial, Llc | Tempe | AZ | 12/2020 | 08/2022 |
| Uber | Raleigh | NC | 09/2019 | 12/2020 |
| Robinhood Markets, Inc | Tempe | AZ | 06/2022 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 12/2022 | Present |
| Unemployed | Show Low | AZ | 08/2022 | 12/2022 |
| Bank Of America N.A. | Chandler | AZ | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-27 |
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