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Diana Ferrer

Wells Fargo Clearing Services, LLC

Chicago, IL

Glencoe, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-22
  • TX RA
    APPROVED_RES
    Since 2026-01-22

Branch Locations

30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States

682 Vernon Ave, Glencoe, IL 60022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Buffalo Grove IL 06/2018 06/2019
Jpmorgan Chase Bank, N.A. Buffalo Grove IL 06/2019 12/2024
J.P. Morgan Securities Llc Buffalo Grove IL 09/2019 12/2024
Target Palatine IL 08/2017 11/2018
A Plus Day School Palastine IL 01/2012 04/2017
Unemployed Palatine IL 05/2017 07/2017
Wells Fargo Clearing Services, Llc Glencoe IL 01/2025 Present
Wells Fargo Bank, Na Glencoe IL 12/2024 Present
  • 06/2018 → 06/2019
    Jpmorgan Chase Bank, N.A.
    Buffalo Grove, IL
  • 06/2019 → 12/2024
    Jpmorgan Chase Bank, N.A.
    Buffalo Grove, IL
  • 09/2019 → 12/2024
    J.P. Morgan Securities Llc
    Buffalo Grove, IL
  • 08/2017 → 11/2018
    Target
    Palatine, IL
  • 01/2012 → 04/2017
    A Plus Day School
    Palastine, IL
  • 05/2017 → 07/2017
    Unemployed
    Palatine, IL
  • 01/2025 → Present
    Wells Fargo Clearing Services, Llc
    Glencoe, IL
  • 12/2024 → Present
    Wells Fargo Bank, Na
    Glencoe, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-04
  • S63 Uniform Securities Agent State Law Examination
    2020-02-04

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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