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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-18 |
| TX | RA | APPROVED_RES | 2024-04-18 |
Branch Locations
11601 Wilshire Blvd Fl 17 [Ln-Rbo], Los Angeles, CA 90025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Montebello | CA | 06/2016 | 03/2021 |
| Wells Fargo Clearing Services, Llc | Montebello | CA | 10/2019 | 03/2021 |
| Charles Schwab & Co., Inc. | Los Angeles | CA | 03/2021 | 02/2023 |
| Charles Schwab Bank Ssb | Los Angeles | CA | 03/2021 | 02/2023 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-23 |
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