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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-21
  • IL RA
    APPROVED
    Since 2023-06-21

Branch Locations

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2019 03/2020
Bockyn,Llc Wheaton IL 06/2006 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 03/2020 06/2023
Bank Of America, N.A. Oak Brook IL 08/2020 06/2023
Lpl Financial Llc Downers Grove IL 06/2023 Present
Previous Registrations
Other Businesses

1) 06/09/2023 - Bocker Investments - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-14
  • S66 Uniform Combined State Law Examination
    2019-12-14
Other Names
  • Ralyn Michael Bocker

View on SEC IAPD

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