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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-23
TX RA APPROVED 2020-11-23
RI RA APPROVED 2020-11-20
  • FL RA
    APPROVED
    Since 2020-11-23
  • TX RA
    APPROVED
    Since 2020-11-23
  • RI RA
    APPROVED
    Since 2020-11-20

Branch Locations

28 State Street 26Th Floor, Boston, MA 02109 • United States

150 Second Avenue North Suite 1400, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2019 10/2020
Gentle Giant Moving And Storage Co Somerville MA 03/2016 01/2021
Saint Anselm College Manchester NH 09/2014 05/2018
Saint Anselm College Fitness Center Manchester NH 08/2015 03/2018
Morgan Stanley St. Petersburg FL 11/2020 Present
Morgan Stanley Private Bank, N.A Tampa FL 03/2021 Present
  • 10/2019 → 10/2020
    Lincoln, RI
  • 03/2016 → 01/2021
    Gentle Giant Moving And Storage Co
    Somerville, MA
  • 09/2014 → 05/2018
    Saint Anselm College
    Manchester, NH
  • 08/2015 → 03/2018
    Saint Anselm College Fitness Center
    Manchester, NH
  • 11/2020 → Present
    St. Petersburg, FL
  • 03/2021 → Present
    Morgan Stanley Private Bank, N.A
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-18
  • S66 Uniform Combined State Law Examination
    2020-07-18
Other Names
  • Riley Chapman
  • Michael Chapman

View on SEC IAPD

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