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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-15
  • FL RA
    APPROVED
    Since 2022-07-15

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

5335 Gate Pkwy Suite 101, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2019 12/2021
Embassy Suites Orlando FL 02/2019 09/2019
Unemployment Kissimmee FL 12/2018 03/2019
Hertz Corporation Kissimmee FL 02/2017 12/2018
Unemployment Kissimmee FL 12/2016 01/2017
Planet Beer Wine And Liquor Davenport FL 02/2014 11/2016
7-Eleven Davenport FL 10/2016 01/2017
7-Eleven Kissimmee FL 03/2017 09/2017
Citi Personal Wealth Management Jacksonville FL 12/2021 04/2022
Sofi Securities, Llc Jacksonville FL 04/2022 Present
Sofi Wealth, Llc Jacksonville FL 04/2022 Present
  • 10/2019 → 12/2021
    Jacksonville, FL
  • 02/2019 → 09/2019
    Embassy Suites
    Orlando, FL
  • 12/2018 → 03/2019
    Unemployment
    Kissimmee, FL
  • 02/2017 → 12/2018
    Hertz Corporation
    Kissimmee, FL
  • 12/2016 → 01/2017
    Unemployment
    Kissimmee, FL
  • 02/2014 → 11/2016
    Planet Beer Wine And Liquor
    Davenport, FL
  • 10/2016 → 01/2017
    7-Eleven
    Davenport, FL
  • 03/2017 → 09/2017
    7-Eleven
    Kissimmee, FL
  • 12/2021 → 04/2022
    Citi Personal Wealth Management
    Jacksonville, FL
  • 04/2022 → Present
    Sofi Securities, Llc
    Jacksonville, FL
  • 04/2022 → Present
    Jacksonville, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-22
  • S66 Uniform Combined State Law Examination
    2020-10-22

View on SEC IAPD

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