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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-16 |
| OH | RA | APPROVED | 2024-07-29 |
Branch Locations
Symmes 12200 Montgomery Road, Loveland, OH 45140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Cincinnati | OH | 01/2018 | 04/2020 |
| Tgi Fridays | West Chester | OH | 04/2006 | 02/2018 |
| Arcadia Properties Llc | Cincinnati | OH | 01/2012 | Present |
| Fibonacci Brewing Company | Cincinnati | OH | 06/2015 | 10/2017 |
| The Huntington Investment Company | Columbus | OH | 01/2020 | 04/2020 |
| The Huntington National Bank | Cincinnati | OH | 04/2020 | 02/2022 |
| The Huntington Investment Company | Columbus | OH | 04/2020 | 02/2022 |
| The Huntington Investment Company | Columbus | OH | 02/2022 | Present |
| The Huntington National Bank | Lebanon | OH | 02/2022 | 05/2024 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 06/2026 | Present |
ARCADIA PROPERTIES LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/23/2016 ADDRESS: 2738 Lawndale Ave, Cincinnati OH 45212, United States DESCRIPTION: Single member LLC owns rental property that is managed by a third party company. No regular activity is required during trading hours or otherwise. ARCADIA PROPERTIES LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/23/2016 ADDRESS: 2738 Lawndale Ave, Cincinnati OH 45212, United States DESCRIPTION: Single member LLC owns rental property that is managed by a third party company. No regular activity is required during trading hours or otherwise.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-25 |
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