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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
CA RA APPROVED 2022-04-16
  • TX RA
    APPROVED
    Since 2022-11-16
  • CA RA
    APPROVED
    Since 2022-04-16

Branch Locations

1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States

270 Park Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Santa Monica CA 08/2019 01/2022
Kenyon College Housing And Residential Life Gambier OH 08/2017 05/2018
Dimensional Fund Advisors Santa Monica CA 06/2018 08/2018
Kenyon College Department Of Economics Gambier OH 03/2017 05/2017
Kenyon College Department Of Economics Gambier OH 09/2018 12/2018
Harvest Moon Kitchen Valley Village CA 06/2017 08/2017
Kenyon College Gambier OH 08/2015 05/2019
Jpmorgan Chase Bank Na Los Angeles CA 02/2022 Present
Jpmorgan Securities Llc Los Angeles CA 02/2022 Present
Unemployed Studio City CA 06/2019 07/2019
Subjective Apparel Llc Studio City CA 02/2024 12/2025
Arete Coffee Llc Studio City CA 02/2026 Present
  • 08/2019 → 01/2022
    Dimensional Fund Advisors
    Santa Monica, CA
  • 08/2017 → 05/2018
    Kenyon College Housing And Residential Life
    Gambier, OH
  • 06/2018 → 08/2018
    Dimensional Fund Advisors
    Santa Monica, CA
  • 03/2017 → 05/2017
    Kenyon College Department Of Economics
    Gambier, OH
  • 09/2018 → 12/2018
    Kenyon College Department Of Economics
    Gambier, OH
  • 06/2017 → 08/2017
    Harvest Moon Kitchen
    Valley Village, CA
  • 08/2015 → 05/2019
    Kenyon College
    Gambier, OH
  • 02/2022 → Present
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 02/2022 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 06/2019 → 07/2019
    Unemployed
    Studio City, CA
  • 02/2024 → 12/2025
    Subjective Apparel Llc
    Studio City, CA
  • 02/2026 → Present
    Arete Coffee Llc
    Studio City, CA
Other Businesses

Entity Name: Arete Coffee LLC Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 02/28/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Selling coffee online direct to consumers. My responsibilities are to oversee online sales. This is not connected to my role at JPMorganChase. Entity Name: Wickers Lacrosse Inc. Investment related: No "Address: Santa Monica, CA 90405 wixlax.com" Nature of the other business: E-commerce Position/Title/Relationship: Owner/Partner Start Date: 09/01/2021 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company manufactures and sells lacrosse gloves online. This is not similar to my role at JPMC nor is there any connection to JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-16
S63 Uniform Securities Agent State Law Examination 2020-01-17
  • S66 Uniform Combined State Law Examination
    2022-04-16
  • S63 Uniform Securities Agent State Law Examination
    2020-01-17
Other Names
  • Joe Woody
  • Joseph Campbell Woody

View on SEC IAPD

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