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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-28 |
| TX | RA | APPROVED | 2023-07-28 |
Branch Locations
12860 El Camino Real Floor 02, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | London | 11/2014 | 09/2019 | |
| Jpmorgan Chase Bank Na | London | 10/2019 | 11/2019 | |
| Jpmorgan Securities Llc | London | 10/2019 | 11/2019 | |
| Jpmorgan Chase Bank Na | La Jolla | CA | 11/2019 | Present |
| Jpmorgan Securities Llc | La Jolla | CA | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-16 |
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