Patrick Thomas Bay

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-10-24

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	10/2019	04/2020
Lake Erie College	Painesville	OH	08/2015	09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Williamsville	NY	05/2020	03/2023
Bank Of America, N.A.	Williamsville	NY	05/2020	08/2023
Canadaigua School District	Canandaigua	NY	06/2017	08/2018
Ubs Financial Services	Rochester	NY	09/2023	10/2023
Empower Financial Services, Inc	Greenwood Village	CO	09/2024	Present
Empower Advisory Group, Llc	Greenwood Village	CO	09/2024	Present
Facet	Baltimore	MD	11/2023	08/2024

10/2019 → 04/2020

Axa Advisors, Llc

New York, NY
08/2015 → 09/2019

Lake Erie College

Painesville, OH
05/2020 → 03/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Williamsville, NY
05/2020 → 08/2023

Bank Of America, N.A.

Williamsville, NY
06/2017 → 08/2018

Canadaigua School District

Canandaigua, NY
09/2023 → 10/2023

Ubs Financial Services

Rochester, NY
09/2024 → Present

Empower Financial Services, Inc

Greenwood Village, CO
09/2024 → Present

Empower Advisory Group, Llc

Greenwood Village, CO
11/2023 → 08/2024

Facet

Baltimore, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-21