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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-08 |
| CA | RA | APPROVED | 2020-11-23 |
Branch Locations
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake Village | CA | 09/2019 | Present |
| Unemployed | Calabasas | CA | 11/2001 | 08/2019 |
I*513909 For profit or not for profit: Entity For Profit Name of outside business organization: Valibu4 Investment related: N Address of business: Calabasas, California, 91302 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 7/27/2021 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Sell personal pre-owned goods on eBay seller's platform
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-20 |
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