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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-18
NJ RA APPROVED 2021-10-15
CA RA APPROVED 2021-09-23
  • TX RA
    APPROVED
    Since 2021-10-18
  • NJ RA
    APPROVED
    Since 2021-10-15
  • CA RA
    APPROVED
    Since 2021-09-23

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Egg Harbor Township NJ 09/2019 Present
Ernest And Sons Brigantine NJ 05/2016 05/2020
Stockton University Galloway NJ 09/2016 05/2020
Bank Of America, N.A. Egg Harbor Township NJ 10/2020 Present
  • 09/2019 → Present
    Egg Harbor Township, NJ
  • 05/2016 → 05/2020
    Ernest And Sons
    Brigantine, NJ
  • 09/2016 → 05/2020
    Stockton University
    Galloway, NJ
  • 10/2020 → Present
    Bank Of America, N.A.
    Egg Harbor Township, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-13
  • S66 Uniform Combined State Law Examination
    2021-07-13

View on SEC IAPD

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