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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-04-22
VA RA APPROVED 2024-09-27
  • OH RA
    APPROVED
    Since 2025-04-22
  • VA RA
    APPROVED
    Since 2024-09-27

Branch Locations

135 E Huron St, Jackson, OH 45640 • United States

2323 West 5Th Ave Ste 120, Columbus, OH 43204 • United States

121 Roanoke Blvd, Salem, VA 24153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concord University Athens WV 06/2015 05/2018
Gardner Webb University Boiling Springs NC 06/2018 08/2019
Fedex Ship Center Roanoke VA 12/2016 12/2016
Fedex Ship Center Roanoke VA 12/2017 12/2017
Fedex Ship Center Roanoke VA 12/2018 12/2018
Unemployed Roanoke VA 09/2019 10/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2019 06/2020
Northwestern Mutual Investment Services Llc Roanoke VA 10/2019 06/2020
Prosperity Wealth Group Llc Roanoke VA 08/2023 Present
Ae Wealth Management Llc Topeka KS 09/2024 Present
Futurity First Insurance Company Salem VA 07/2020 07/2023
  • 06/2015 → 05/2018
    Concord University
    Athens, WV
  • 06/2018 → 08/2019
    Gardner Webb University
    Boiling Springs, NC
  • 12/2016 → 12/2016
    Fedex Ship Center
    Roanoke, VA
  • 12/2017 → 12/2017
    Fedex Ship Center
    Roanoke, VA
  • 12/2018 → 12/2018
    Fedex Ship Center
    Roanoke, VA
  • 09/2019 → 10/2019
    Unemployed
    Roanoke, VA
  • 10/2019 → 06/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2019 → 06/2020
    Northwestern Mutual Investment Services Llc
    Roanoke, VA
  • 08/2023 → Present
    Prosperity Wealth Group Llc
    Roanoke, VA
  • 09/2024 → Present
    Topeka, KS
  • 07/2020 → 07/2023
    Futurity First Insurance Company
    Salem, VA
Other Businesses

Prosperity Wealth Group LLC; Yes, Investment Related; 121 Roanoke Blvd, Salem, VA 24153; Insurance Sales; POSITION Financial Representative; Start Date 08/2023; Approx. 50 hours a month; Approx. 50 hours during trading; Insurance Sales and Services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-26
  • S65 Uniform Investment Adviser Law Examination
    2024-08-26
Other Names
  • Cody Willis Dooley

View on SEC IAPD

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