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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-08 |
| NY | RA | APPROVED | 2025-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 03/2021 | 11/2023 |
| Unemployed | Belford | NJ | 12/2020 | 03/2021 |
| Td Bank | Red Bank | NJ | 02/2020 | 12/2020 |
| University Of Vermont | Burlington | VT | 08/2016 | 05/2020 |
| Perillon Software | Acton | MA | 06/2019 | 09/2019 |
| Unified Parking Partners | Burlington | VT | 06/2018 | 10/2019 |
| The Leaders Group Inc | Littleton | CO | 03/2024 | 12/2024 |
| Simplicity Wealth | Summit | NJ | 03/2024 | 12/2024 |
| Unemployed | Belford | NJ | 11/2023 | 03/2024 |
| Tlg Advisors | Littleton | CO | 03/2024 | 12/2024 |
| Massmutual Life Insurance Co | New York | NY | 07/2025 | Present |
| Mml Investors Services, Llc | New York | NY | 05/2025 | Present |
| Unemployed | Morristown | NJ | 01/2025 | 05/2025 |
| Lenox Advisors | New York | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-04 |
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