Serge Berger

Current Employers

Blue Marlin Advisors, Llc

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411-6742 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-20
AL	RA	APPROVED	2022-07-06
FL	RA	APPROVED	2022-06-13
CA	RA	APPROVED	2022-04-27

TX RA
APPROVED_RES

Since 2023-04-20
AL RA
APPROVED

Since 2022-07-06
FL RA
APPROVED

Since 2022-06-13
CA RA
APPROVED

Since 2022-04-27

Branch Locations

Zurich • Switzerland

Wellington, FL • United States

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411-6742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blue Marlin Advisors, Llc	West Palm Beach	FL	04/2022	Present
Blue Marlin Advisors, Llc	West Palm Beach	FL	09/2019	Present
Blue Oak Advisors Llc	Lake Worth	FL	01/2011	Present

04/2022 → Present

Blue Marlin Advisors, Llc

West Palm Beach, FL
09/2019 → Present

Blue Marlin Advisors, Llc

West Palm Beach, FL
01/2011 → Present

Blue Oak Advisors Llc

Lake Worth, FL

Other Businesses

1.) Blue Oak Advisors LLC; Investment Related; Lake Worth, FL; This is a financial publishing firm that sends out investment and trading ideas (not personalized advice) via newsletter subscriptions.; CEO; Start Date 01/2011; Approximately 40 hours/month devoted to this business with 20 hours devoted during securities trading hours; Description of my duties to the company: I perform investment research that is then sent out via newsletter subscriptions (not personalized advice)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-18

S65 Uniform Investment Adviser Law Examination

2022-04-18