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Richard Dwain Gardner

Tvamp, LLC

Knoxville, TN

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Current Employers
Tvamp, Llc

6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-05-30
  • TN RA
    APPROVED
    Since 2023-05-30

Branch Locations

6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2019 05/2023
Home Federal Bank Knoxville TN 05/2010 10/2019
Lpl Financial Knoxville TN 05/2023 Present
Tvamp Knoxville TN 05/2023 Present
Tennessee Brokerage Agency Knoxville TN 05/2023 Present
  • 10/2019 → 05/2023
    St Louis, MO
  • 05/2010 → 10/2019
    Home Federal Bank
    Knoxville, TN
  • 05/2023 → Present
    Lpl Financial
    Knoxville, TN
  • 05/2023 → Present
    Tvamp
    Knoxville, TN
  • 05/2023 → Present
    Tennessee Brokerage Agency
    Knoxville, TN
Previous Registrations
  • 2019-12-18 → 2023-05-31
    Knoxville, TN
    Seymour, TN
    St Louis, MO
    Knoxville, TN
Other Businesses

1)05/2023 - TVAMP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2023 2) 06/06/2023 - TVAMP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 05/19/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 75% - I provide investment advisory services through TVAMP an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-13
  • S66 Uniform Combined State Law Examination
    2019-12-13
Designations

View on SEC IAPD

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