Salvatore Thomas Buffa

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-01-16

Branch Locations

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Penn Mutual Life Ins Co	Horsham	PA	09/2018	01/2020
Elon University	Elon	NC	08/2015	07/2018
Hornor Townsend & Kent Llc	Horsham	PA	10/2019	01/2020
Fidelity Brokerage Services Llc	Burlington	MA	01/2020	10/2025
Strategic Advisers Llc	Charlotte	NC	03/2025	10/2025
Fidelity Personal And Workplace Advisors	Burlington	MA	10/2020	03/2025
Tiaa	Charlotte	NC	01/2026	Present
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	01/2026	Present

09/2018 → 01/2020

Penn Mutual Life Ins Co

Horsham, PA
08/2015 → 07/2018

Elon University

Elon, NC
10/2019 → 01/2020

Hornor Townsend & Kent Llc

Horsham, PA
01/2020 → 10/2025

Fidelity Brokerage Services Llc

Burlington, MA
03/2025 → 10/2025

Strategic Advisers Llc

Charlotte, NC
10/2020 → 03/2025

Fidelity Personal And Workplace Advisors

Burlington, MA
01/2026 → Present

Tiaa

Charlotte, NC
01/2026 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC

2025-03-31 → 2025-11-04

Strategic Advisers Llc

Charlotte, NC

Charlotte, NC

Boston, MA
2020-10-28 → 2025-03-31

Fidelity Personal And Workplace Advisors

Burlington, MA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-10-14
S63	Uniform Securities Agent State Law Examination	2020-03-06