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Brownsville, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-04-28 |
Branch Locations
Brownsville, TX • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valley Regional Capital Management Llc | Brownsville | TX | 02/2014 | Present |
| Transpecos Banks | San Antonio | TX | 01/2017 | Present |
| Gagni Asset Management Llc | San Antonio | TX | 08/2017 | Present |
| Acelity | San Antonio | TX | 10/2015 | 11/2016 |
1. 01/2017- AVP AT TRANSPECOS BANK, SAN ANTONIO, TX; APPROXIMATELY 40 HOURS PER WEEK; NOT INVESTMENT RELATED 2. 04/2014- INVESTMENT ADVISOR REPRESENTATIVE AT VALLEY REGIONAL CAPITAL MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-21 |
| S66 | Uniform Combined State Law Examination | 2005-08-03 |
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