Nicolas Roger Simon

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-11
CA	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Mateo	CA	09/2019	07/2021
University Of California, Davis	Davis	CA	09/2018	08/2019
Sephora	San Francisco	CA	06/2018	08/2018
University Of California, Davis	Davis	CA	09/2017	06/2018
Sol Disciples	San Francisco	CA	11/2015	09/2017
Torino Trading Co.	San Carlos	CA	05/2013	08/2017
Unemployed	Redwood City	CA	08/2019	09/2019
College Of San Mateo	San Mateo	CA	08/2015	06/2017
Bank Of America, N.A.	San Mateo	CA	07/2021	03/2022
Fidelity Investments	Mountain View	CA	03/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2019 → 07/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Mateo, CA
09/2018 → 08/2019

University Of California, Davis

Davis, CA
06/2018 → 08/2018

Sephora

San Francisco, CA
09/2017 → 06/2018

University Of California, Davis

Davis, CA
11/2015 → 09/2017

Sol Disciples

San Francisco, CA
05/2013 → 08/2017

Torino Trading Co.

San Carlos, CA
08/2019 → 09/2019

Unemployed

Redwood City, CA
08/2015 → 06/2017

College Of San Mateo

San Mateo, CA
07/2021 → 03/2022

Bank Of America, N.A.

San Mateo, CA
03/2022 → Present

Fidelity Investments

Mountain View, CA
03/2025 → Present

Fidelity Investments

Boston, MA

2022-04-26 → 2025-03-31

Fidelity Personal And Workplace Advisors

Mountain View, CA
2020-12-17 → 2022-03-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Mateo, CA

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-16