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Jeffrey Masato Tanaka

J.P. Morgan Securities LLC

San Diego, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-26
TX RA APPROVED 2023-01-26
  • CA RA
    APPROVED
    Since 2023-01-26
  • TX RA
    APPROVED
    Since 2023-01-26

Branch Locations

12860 El Camino Real Floor 02, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na La Jolla CA 09/2019 Present
Jpmorgan Securities Llc La Jolla CA 09/2019 Present
The Northern Trust Company San Diego CA 11/2013 08/2019
  • 09/2019 → Present
    Jpmorgan Chase Bank Na
    La Jolla, CA
  • 09/2019 → Present
    Jpmorgan Securities Llc
    La Jolla, CA
  • 11/2013 → 08/2019
    The Northern Trust Company
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-26
S63 Uniform Securities Agent State Law Examination 2019-11-11
  • S65 Uniform Investment Adviser Law Examination
    2023-01-26
  • S63 Uniform Securities Agent State Law Examination
    2019-11-11

View on SEC IAPD

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