Nicolas Paul Caradonna

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2019-11-25

GA RA
APPROVED

Since 2019-11-25

Branch Locations

3625 Cumberland Blvd Se Ste 1000, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Atlanta	GA	09/2019	Present
Principal Securities Inc	Atlanta	GA	09/2019	Present
Travel/Movie	East Lansing	MI	05/2019	09/2019
Michigan State University	East Lansing	MI	08/2017	05/2019
Macomb Community College	Clinton Twp	MI	08/2016	06/2017
Focused Financial Group	Atlanta	GA	08/2021	Present

09/2019 → Present

Principal Life Insurance Company

Atlanta, GA
09/2019 → Present

Principal Securities Inc

Atlanta, GA
05/2019 → 09/2019

Travel/Movie

East Lansing, MI
08/2017 → 05/2019

Michigan State University

East Lansing, MI
08/2016 → 06/2017

Macomb Community College

Clinton Twp, MI
08/2021 → Present

Focused Financial Group

Atlanta, GA

Other Businesses

***Fixed Insurance; Investment Related; Atlanta, GA; Agent; Life, Annuities, DI, LTC; Start Date: 12/01/2019; 4 hrs per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-04

S66 Uniform Combined State Law Examination

2019-11-04

Other Names

Nick Caradonna

View on SEC IAPD

Current Employers

Principal Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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