Kofi Christian Dosoo Thompson

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-02
VA	RA	APPROVED	2023-07-17

FL RA
APPROVED

Since 2026-02-02
VA RA
APPROVED

Since 2023-07-17

Branch Locations

919 E Main St Suite 1000, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	12/2019	02/2023
Northwestern Mutual Investment Services Llc	Richmond	VA	02/2020	02/2023
Vcu Health	Richmond	VA	01/2017	12/2019
Cvs Pharmacy	Richmond	VA	01/2016	12/2016
J Sargeant Reynold	Richmond	VA	08/2016	05/2019
Northwestern Mutual Wealth Management Company	Milwaukee	WI	08/2020	02/2023
Hornor, Townsend & Kent, Llc	Horsham	PA	02/2023	Present
Penn Mutual Life Insurance Company	Horsham	PA	02/2023	Present

12/2019 → 02/2023

Northwestern Mutual Life Insurance Company

Milwaukee, WI
02/2020 → 02/2023

Northwestern Mutual Investment Services Llc

Richmond, VA
01/2017 → 12/2019

Vcu Health

Richmond, VA
01/2016 → 12/2016

Cvs Pharmacy

Richmond, VA
08/2016 → 05/2019

J Sargeant Reynold

Richmond, VA
08/2020 → 02/2023

Northwestern Mutual Wealth Management Company

Milwaukee, WI
02/2023 → Present

Hornor, Townsend & Kent, Llc

Horsham, PA
02/2023 → Present

Penn Mutual Life Insurance Company

Horsham, PA

Other Businesses

1) INSURANCE AND INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 319 FLICKER DR, RICHMOND, VA 23227 | START DATE: 2/15/2023 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) Zion Capital Management LLC POSITION: Proprietor/Owner NATURE: Life Insurance brokerage INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/11/2023 ADDRESS: 319 FLICKER DR, RICHMOND, VA 23227, United States DESCRIPTION: My duties are to solicit sales for life, disability, health, and long term care insurance as well as provide investments, advisory, and comprehensive planning services to my clients. 3) THOMPSON WEALTH MANAGEMENT | POSITION: Proprietor/Owner NATURE: Life Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 07/06/2026 ADDRESS: 919 E Main st., Suite 1000, Richmond VA 23219 | DESCRIPTION: I will solicit business for insurance products such as life, disability and health through this business

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-10
S63	Uniform Securities Agent State Law Examination	2020-06-25

S65 Uniform Investment Adviser Law Examination

2023-07-10
S63 Uniform Securities Agent State Law Examination

2020-06-25

Other Names

Daniel Christian Dosoo Thompson
Daniel Christian Dosoo Thompson
Kofi Thompson

View on SEC IAPD