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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-07-07 |
Branch Locations
225 W Randolph St Ste 2000, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Touchstone Investments | Cincinnati | OH | 10/2020 | 06/2023 |
| Axa Advisors | Cincinnati | OH | 05/2019 | 10/2020 |
| Student | Cincinnati | OH | 06/2012 | 05/2019 |
| Beyond Financial Advisors | Oak Brook | IL | 05/2023 | 06/2023 |
| John Roland | Oak Brook | IL | 06/2023 | 07/2026 |
| Northwestern Mutual Investment Services Llc | Oak Brook | IL | 06/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2023 | Present |
| Kevin Willoughby | Chicago | IL | 07/2023 | Present |
| Marc Adam Rosenberg | Chicago | IL | 07/2023 | Present |
| Matthew Ward | Chicago | IL | 07/2023 | Present |
| John Roland | Phoenix | AZ | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-02 |
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