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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-09-22
  • KS RA
    APPROVED
    Since 2023-09-22

Branch Locations

555 N. Webb Rd Suite A, Wichita, KS 67206 • United States

1632 E 23Rd Ave, Hutchinson, KS 67502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Debra Caffrey Hutchinson KS 06/2021 09/2021
Waddell & Reed, Inc Hutchinson KS 06/2021 07/2021
Waddell & Reed, Inc Hutchinson KS 09/2019 06/2021
Westar Energy Hutchinson KS 05/2017 09/2019
Northeast Community College Utility Line Department Norfolk NE 12/2015 05/2017
Various Insurance Carriers For W&R Insurance Agencies Hutchinson KS 06/2021 07/2021
Lpl Financial, Llc Hutchinson KS 07/2021 Present
  • 06/2021 → 09/2021
    Debra Caffrey
    Hutchinson, KS
  • 06/2021 → 07/2021
    Waddell & Reed, Inc
    Hutchinson, KS
  • 09/2019 → 06/2021
    Waddell & Reed, Inc
    Hutchinson, KS
  • 05/2017 → 09/2019
    Westar Energy
    Hutchinson, KS
  • 12/2015 → 05/2017
    Northeast Community College Utility Line Department
    Norfolk, NE
  • 06/2021 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Hutchinson, KS
  • 07/2021 → Present
    Hutchinson, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-13
  • S66 Uniform Combined State Law Examination
    2023-09-13

View on SEC IAPD

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