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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Minnetrista, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. St. Paul MN 03/2014 06/2020
Rbc Capital Markets, Llc Minneapolis MN 06/2020 06/2023
R. W. Baird Milwaukee WI 06/2023 Present
Previous Registrations
Other Businesses

1) t. Bonifacius Fire Auxiliary; not investment-related; 3631 Main Street, St. Bonifacius, MN 55375; fire department auxiliary; president; 10/2016; 4 hours/month; 0 hours/trading; help organization raise funds for the St. Bonifacius Fire Dept. and community outreach and events. 2) Name: St. Bonifacius Fire Auxiliary Address: Business Description: The spouses/SO of the firefighters on the SBFD. Business is not investment related Projected Start Date: 01/01/16 Capacity: Board of Directors * Duties Performed: Scheduling meetings, discuss action items from agenda, request donations from businesses, other items needed. Devoted to this OBA per Month: 4 Hour Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-03
  • S66 Uniform Combined State Law Examination
    2008-03-03
Other Names
  • Brianna Marie Luikens

View on SEC IAPD

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