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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-05
TX RA APPROVED 2026-01-05
  • CA RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED
    Since 2026-01-05

Branch Locations

Merced, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Nevada Reno Reno NV 08/2014 08/2019
Von Goodin Dds Merced CA 08/2006 01/2026
Cetera Advisors Llc Denver CO 09/2019 01/2026
Cetera Investment Advisers Llc Schaumburg IL 03/2024 01/2026
Emprah Llc San Antonio TX 04/2025 Present
Lpl Financial Llc Merced CA 01/2026 Present
  • 08/2014 → 08/2019
    University Of Nevada Reno
    Reno, NV
  • 08/2006 → 01/2026
    Von Goodin Dds
    Merced, CA
  • 09/2019 → 01/2026
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → 01/2026
    Schaumburg, IL
  • 04/2025 → Present
    Emprah Llc
    San Antonio, TX
  • 01/2026 → Present
    Merced, CA
Previous Registrations
Other Businesses

1)12/01/2025 - Property Investment Management Personnel LLC - Owner -Real Estate Rental - Inv Rel - Merced, CA - Start: 02/2025 - 24 Hr/Mth 2)12/01/2025 - EMPRAH LLC - Real Estate Rental - Owner - Inv Rel - San Antonio, TX - Start: 04/2025 - 2 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-03
  • S66 Uniform Combined State Law Examination
    2020-02-03

View on SEC IAPD

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