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6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-02-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2019 | 06/2020 |
| Us Army | Darien | IL | 03/2009 | Present |
| Precision Structures Inc | Wellman | IA | 08/2017 | 06/2019 |
| Equitable Advisors, Llc | New York | NY | 12/2019 | 11/2021 |
| Transamerica Life Insurance Company | Cedar Rapids | IA | 11/2021 | Present |
| Transamerica Investors Securities Corporation | Cedar Rapids | IA | 11/2021 | Present |
US Army, Military Reserves, 1005 S 12th Ave, Washington, IA 52355, March 2009 to present, 6 hours per week, not investment related. Rental property, not investment related, 1502 Highland Ave, Washington, IA 52355, Landlord, Summer 2022, 1 hour a week, ensure rental property is in good livable conditions Washington Public Library Board Member officially starting October 13th, not investment related, 115 W Washington St, Washington, IA 52353, Board Member, community involvement through raising awareness and engagement, 4 hours a year since we only meet about 3 times a year, duties consist of sitting through meetings and expressing my opinion on the direction the library should take in terms of community outreach and involvement. Rental property, not investment related, 613 N 5th Ave, Washington, IA 52353, Landlord, August 2025, 1 hour a week, ensure rental property is in good livable conditions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-31 |
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