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Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-02-10
  • IA RA
    APPROVED
    Since 2022-02-10

Branch Locations

Washington, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 12/2019 06/2020
Us Army Darien IL 03/2009 Present
Precision Structures Inc Wellman IA 08/2017 06/2019
Equitable Advisors, Llc New York NY 12/2019 11/2021
Transamerica Life Insurance Company Cedar Rapids IA 11/2021 Present
Transamerica Investors Securities Corporation Cedar Rapids IA 11/2021 Present
  • 12/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2009 → Present
    Us Army
    Darien, IL
  • 08/2017 → 06/2019
    Precision Structures Inc
    Wellman, IA
  • 12/2019 → 11/2021
    Equitable Advisors, Llc
    New York, NY
  • 11/2021 → Present
    Transamerica Life Insurance Company
    Cedar Rapids, IA
  • 11/2021 → Present
    Transamerica Investors Securities Corporation
    Cedar Rapids, IA
Other Businesses

US Army, Military Reserves, 1005 S 12th Ave, Washington, IA 52355, March 2009 to present, 6 hours per week, not investment related. Rental property, not investment related, 1502 Highland Ave, Washington, IA 52355, Landlord, Summer 2022, 1 hour a week, ensure rental property is in good livable conditions Washington Public Library Board Member officially starting October 13th, not investment related, 115 W Washington St, Washington, IA 52353, Board Member, community involvement through raising awareness and engagement, 4 hours a year since we only meet about 3 times a year, duties consist of sitting through meetings and expressing my opinion on the direction the library should take in terms of community outreach and involvement. Rental property, not investment related, 613 N 5th Ave, Washington, IA 52353, Landlord, August 2025, 1 hour a week, ensure rental property is in good livable conditions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-04
S63 Uniform Securities Agent State Law Examination 2020-01-31
  • S65 Uniform Investment Adviser Law Examination
    2022-02-04
  • S63 Uniform Securities Agent State Law Examination
    2020-01-31

View on SEC IAPD

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