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Thomas Tayton

Piper Sandler & Co.

Chicago, IL

Greenwich, CT

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Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-11
  • IL RA
    APPROVED
    Since 2025-08-11

Branch Locations

444 W Lake St Suite 3300, Chicago, IL 60606 • United States

1 Greenwich Plaza Suite 111, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ae Wealth Management, Llc Topeka KS 10/2019 10/2021
Scott Tucker Solutions, Inc. Chicago IL 08/2019 10/2021
Accsys Projeccts Limited Southam 12/2014 07/2018
Scott Tucker Solutions, Inc. Chicago IL 05/2019 08/2019
North Park University Chicago IL 08/2018 12/2020
Rubin Brown Chicago IL 02/2021 05/2021
Baker Tilly Chicago IL 06/2021 07/2022
Dadavidson Chicago IL 07/2022 07/2025
University Of Illinois Chicago IL 01/2021 05/2024
Unified Information Devices Chicago IL 04/2020 11/2020
Piper Sandler & Co. Chicago IL 08/2025 Present
  • 10/2019 → 10/2021
    Ae Wealth Management, Llc
    Topeka, KS
  • 08/2019 → 10/2021
    Scott Tucker Solutions, Inc.
    Chicago, IL
  • 12/2014 → 07/2018
    Accsys Projeccts Limited
    Southam
  • 05/2019 → 08/2019
    Scott Tucker Solutions, Inc.
    Chicago, IL
  • 08/2018 → 12/2020
    North Park University
    Chicago, IL
  • 02/2021 → 05/2021
    Rubin Brown
    Chicago, IL
  • 06/2021 → 07/2022
    Baker Tilly
    Chicago, IL
  • 07/2022 → 07/2025
    Dadavidson
    Chicago, IL
  • 01/2021 → 05/2024
    University Of Illinois
    Chicago, IL
  • 04/2020 → 11/2020
    Unified Information Devices
    Chicago, IL
  • 08/2025 → Present
    Piper Sandler & Co.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-08-05
S65 Uniform Investment Adviser Law Examination 2019-08-06
  • S63 Uniform Securities Agent State Law Examination
    2022-08-05
  • S65 Uniform Investment Adviser Law Examination
    2019-08-06
Other Names
  • Thomas Dg Tayton

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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