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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-22 |
| CA | RA | APPROVED | 2020-12-23 |
Branch Locations
3255 W March Ln Preferred Investment Sales, Stockton, CA 95219 • United States
400 Broadway St Preferred Investment Sales, Chico, CA 95928 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 09/2019 | Present |
| Bank Of America, N.A. | Sacramento | CA | 09/2019 | Present |
| Og Packing | Stockton | CA | 05/2019 | 09/2019 |
| University Of Tennessee First Year Studies | Knoxville | TN | 08/2018 | 05/2019 |
| University Of Tennessee | Knoxville | TN | 08/2016 | 05/2019 |
| Juice Bar | Knoxville | TN | 10/2016 | 06/2017 |
I*1777302Entity Type: For Profit Name of OBA: TDT Farms Address: Lodi, CA Investment Related: No Position, Title, Association: Other Start Date:06/09/2020No Hours: 0 Yearly No Hours during trading:0Duties:Rezoning AG land to industrial- I have no responsibilities. My husband is 30% owner of the LLC business. I*: 2109327Entity Type: For ProfitName of OBA: 99 FrontageAddress: lodi, CA 95240Investment Related: NoPosition, Title, Association: Owner Employee Start Date: 12/13/2024Number of Hours: 0Number of Hours during trading: 0Duties: This entity is purchasing property that will be either leased out or sold within the coming months. The limited partnership will be purchasing the land. Purpose of LP is for protection of liability, but ownership is all family members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-18 |
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