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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-12 |
| CA | RA | APPROVED | 2020-12-16 |
Branch Locations
333 S Hope St, Los Angeles, CA 90071 • United States
2049 Century Park E, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monterey Park | CA | 09/2019 | Present |
| Bank Of America, N.A. | Monterey Park | CA | 09/2019 | Present |
| Mitsubishi International Corporation | Houston | TX | 03/2018 | 07/2019 |
| Mitsubishi Corporation (Head Office) | Tokyo | 01/2012 | 03/2017 | |
| Unemployed | Los Angeles | CA | 03/2017 | 02/2018 |
I* 1671294 For profit or not for profit: Entity Charitable Name of outside business organization: SOUTHERN CALIFORNIA YOUTH RUGBY ASSOCIATION INC Investment related: no Address of business: SANTA BARBARA, CA, 93110 Nature of business: School, College or University Position, title, association: Other Start date of relationship: 01/20/2024 Number of hours devoted: 4 weekly Number of hours devoted during trading hours: 0 Duties: Referee sports games for children under 8 years old when help is needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-15 |
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