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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-01-06
TX RA APPROVED 2023-01-03
  • GA RA
    APPROVED
    Since 2023-01-06
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

3065 Lawrenceville Hwy, Lawrenceville, GA 30044 • United States

901 Duluth Hwy, Lawrenceville, GA 30043 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

161 S Clayton St, Lawrenceville, GA 30045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lilburn GA 09/2019 Present
Bank Of America, N.A. Lilburn GA 09/2019 01/2023
Peter The Printer, Inc. Hialeah FL 04/2005 09/2019
Invitations Plus, Inc. Hialeah FL 07/2016 09/2019
Wells Fargo Clearing Services, Llc Atlanta GA 01/2023 Present
Previous Registrations
Other Businesses

THE ART OF IMPRESSIONS LLC, NOT INV RELATED, HIALEAH, FL, 100% OWNERSHIP, START 7/11/2019, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, PROCESSING PRINTING ORDERS FOR GRAPHIC DESIGN.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-11
  • S66 Uniform Combined State Law Examination
    2020-12-11

View on SEC IAPD

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