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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-23 |
| NC | RA | APPROVED | 2024-09-26 |
Branch Locations
4070 Harris Square Dr, Harrisburg, NC 28075 • United States
8944 J M Keynes Dr Ste 300, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. P. Morgan Securities Llc | San Diego | CA | 08/2019 | 05/2023 |
| J. P. Morgan Chase Bank N.A. | San Diego | CA | 08/2019 | 05/2023 |
| Cannon Constructors | San Diego | CA | 07/2016 | 08/2019 |
| General Atomics | San Diego | CA | 05/2017 | 08/2019 |
| Dillards | Flagstaff | AZ | 09/2018 | 05/2019 |
| Hickories Smokehouse | Flagstaff | AZ | 01/2017 | 06/2018 |
| Poway Unified School District | San Diego | CA | 09/2012 | 01/2017 |
| Jpmorgan Chase Bank, N.A. | Concord | NC | 05/2023 | Present |
| J.P. Morgan Securities Llc | Concord | NC | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-09 |
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