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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-21
  • TX RA
    APPROVED
    Since 2026-01-21

Branch Locations

Houston, TX • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2019 12/2025
The Friedkin Group Houston TX 03/2016 01/2019
Unemployed Houston TX 02/2019 09/2019
Lpl Financial Llc Houston TX 01/2026 Present
  • 10/2019 → 12/2025
    St Louis, MO
  • 03/2016 → 01/2019
    The Friedkin Group
    Houston, TX
  • 02/2019 → 09/2019
    Unemployed
    Houston, TX
  • 01/2026 → Present
    Houston, TX
Previous Registrations
  • 2019-12-16 → 2025-12-09
    Houston, TX
    St Louis, MO
    Houston, TX
    Houston, TX
    Houston, TX
Other Businesses

1- 01/2026 / Trinity Wealth Advisory LLC / Business Entity For Tax/Investment Purposes Only / Inv Rltd / 20 hrs mnth / 20 hrs during trading / start 12/31/2025 2- 01/2026 / Trinity Wealth Advisory / DBA for LPL Business (entity for LPL business) / Inv Rltd / 224 hrs mnth / 224 hrs during trading / at rprt loc / start 01/07/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-14
  • S66 Uniform Combined State Law Examination
    2019-12-14
Other Names
  • Letitia Lillian Wall

View on SEC IAPD

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