Sonia Isabel Piguave

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-10-22
DC	RA	APPROVED	2023-04-13
GA	RA	APPROVED	2023-03-06
NM	RA	APPROVED	2023-03-06
ND	RA	APPROVED	2023-03-06
UT	RA	APPROVED	2023-03-06
VI	RA	APPROVED	2023-03-06
AL	RA	APPROVED	2023-03-03
AK	RA	APPROVED	2023-03-03
DE	RA	APPROVED	2023-03-03
IA	RA	APPROVED	2023-03-03
KS	RA	APPROVED	2023-03-03
LA	RA	APPROVED	2023-03-03
ME	RA	APPROVED	2023-03-03
MD	RA	APPROVED	2023-03-03
MN	RA	APPROVED	2023-03-03
MT	RA	APPROVED	2023-03-03
NE	RA	APPROVED	2023-03-03
NJ	RA	APPROVED	2023-03-03
NC	RA	APPROVED	2023-03-03
PR	RA	APPROVED	2023-03-03
TX	RA	APPROVED	2023-03-03

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Union Township, NJ • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc Securities Usa, Inc.	New York	NY	09/2019	08/2021
Hsbc Bank Usa, N.A.	New York	NY	09/2016	08/2021
Jp Morgan Chase Bank N.A.	Milburn	NJ	09/2021	12/2021
Jp Morgan Securities Llc	Milburn	NJ	09/2021	12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Somerset	NJ	12/2021	02/2023
Bank Of America, N.A.	Somerset	NJ	04/2022	02/2023
Hsbc Securities (Usa) Inc.	Chatham	NJ	02/2023	Present
Hsbc Bank Usa, N.A.	Chatham	NJ	02/2023	Present

09/2019 → 08/2021

Hsbc Securities Usa, Inc.

New York, NY
09/2016 → 08/2021

Hsbc Bank Usa, N.A.

New York, NY
09/2021 → 12/2021

Jp Morgan Chase Bank N.A.

Milburn, NJ
09/2021 → 12/2021

Jp Morgan Securities Llc

Milburn, NJ
12/2021 → 02/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Somerset, NJ
04/2022 → 02/2023

Bank Of America, N.A.

Somerset, NJ
02/2023 → Present

Hsbc Securities (Usa) Inc.

Chatham, NJ
02/2023 → Present

Hsbc Bank Usa, N.A.

Chatham, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-27
S63	Uniform Securities Agent State Law Examination	2019-10-28