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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2013-12-09
  • NE RA
    APPROVED
    Since 2013-12-09

Branch Locations

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Catch-A-Lobster Llc Omaha NE 07/2011 06/2019
Adam Proskovec La Vista NE 11/2013 Present
Mutual Of Omaha Omaha NE 11/2013 Present
Mutual Of Omaha Investor Services Omaha NE 11/2013 Present
  • 07/2011 → 06/2019
    Catch-A-Lobster Llc
    Omaha, NE
  • 11/2013 → Present
    Adam Proskovec
    La Vista, NE
  • 11/2013 → Present
    Mutual Of Omaha
    Omaha, NE
  • 11/2013 → Present
    Mutual Of Omaha Investor Services
    Omaha, NE
Previous Registrations
  • 2008-03-14 → 2013-11-13
    Securities America Advisors, Inc.
    La Vista, NE
  • 2012-12-21 → 2013-11-13
    Arbor Point Advisors
    La Vista, NE
Other Businesses

Sports collectibles, not investment related, 10608 S 187th Circle Omaha NE 68136, buying and selling sports collectibles, owner, 7/8/2024, 10hrs a month, 0hrs during securities trading hours, overseeing the purchase and sales of sport collectibles

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-03
S63 Uniform Securities Agent State Law Examination 2005-05-31
  • S65 Uniform Investment Adviser Law Examination
    2008-03-03
  • S63 Uniform Securities Agent State Law Examination
    2005-05-31

View on SEC IAPD

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