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Paula Pearce Griffin

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-16
NC RA APPROVED 2024-01-01
  • TX RA
    APPROVED
    Since 2024-02-16
  • NC RA
    APPROVED
    Since 2024-01-01

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 01/2018 Present
White Knight Engineered Products Charlotte NC 08/2014 01/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-28
  • S66 Uniform Combined State Law Examination
    2023-12-28
Other Names
  • Paula Ann Pearce
  • Paula Pearce Rice
  • Paula Griffin

View on SEC IAPD

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